RPT-22 — AML Case Aging & Evidence Export

Daily certified view of cases, events, decisions and goAML submissions for MLRO and Audit. Report owner: Ahmed Al Blooshi (MLRO) · audit reader: Grace Okafor (read-only). Case-level access enforced.

RPT-22 CMP-05 CMP-08 §9.2

AML case management Regulatory reporting

Report certification & definition Certified Definition v2.0

Report owner: ABAhmed Al Blooshi — MLRO
Business definition: Open/closed AML case aging, case events, decisions and regulatory submissions with evidence-export custody (CMP-05, CMP-08)
Authoritative dataset: dwh.fct_aml_cases (governed semantic layer)
Refresh cadence: Daily 06:00 GST batch
Last refresh: 17 Jul 2026 06:05 GST · next 18 Jul 06:00

Certification state: Certified — reconciles to case ledger and goAML submission log
Definition version: RPT-22 v2.0 · approved 30 Apr 2026 (change CHG-2026-0344)
Governing policy versions: Case policy AMLC-2026.1 · goAML pack UAE-GOAML v3.3 · retention schedule RET-2026.1
Submission mode: Approved portal handoff (CMP-08) — reporter identity and final submission remain human responsibilities
Access scope: Case membership required per row; Audit sees aging metrics with masked subjects

Open cases

Reconciles to case ledger 11

Median age (open)

18d

Target ≤ 30d (AMLC-2026.1 §5)

Cases > 30 days

▼ 2 escalated to MLRO review

STRs submitted MTD

goAML refs locked · evidence retained

Evidence exports MTD

All approved, hashed and audited

Open case aging distributionBusiness-day calendar

Aging bucket	Cases	Of which MLRO review	SLA state
0–7 days	3	0	Within target
8–14 days	2	0	Within target
15–30 days	2	1	Warning issued
31–60 days	3	2	Breach — escalated
> 60 days	1	1	Breach — legal hold
Total open	11	4	Buckets sum = ledger count (Δ 0)

Evidence exports — chain of custody5 exports MTD

Export	Case	Requested by	Approved by	Custody hash	Purpose
EXP-2026-041 16 Jul 15:22	AML-2026-011	NSN. Saeed	ABA. Al Blooshi	`sha256 b3e1…90cd`	goAML STR annex
EXP-2026-040 14 Jul 11:03	AML-2026-009	GOG. Okafor	ABA. Al Blooshi	`sha256 7f42…1ab8`	External audit sample
EXP-2026-039 10 Jul 09:47	AML-2026-008	YKY. Karim	ABA. Al Blooshi	`sha256 c9d0…5e77`	Legal review pack
EXP-2026-038 07 Jul 16:30	AML-2026-011	NSN. Saeed	ABA. Al Blooshi	`sha256 12aa…f402`	goAML STR draft
EXP-2026-037 03 Jul 10:15 · denied	AML-2026-010	YKY. Karim	Denied — outside case team	—	Request lacked case membership

Case register — open cases (11) Rows outside your case membership are masked

Case	Subject	Opened	Age	Stage	Investigator	Events	Last event	Decision / submission ref
AML-2026-011 From HIT-2026-08822 (UN list)	Restricted party ●●●●●● Linked deal held	16 Jun 2026	31d	MLRO review	NSNoura Saeed	42	STR annex exported 16 Jul	STR draft v2 — pending MLRO sign-off
AML-2026-010 Monitoring rule TM-14 (structuring)	●●●●●● ●●●●● Masked — not in your case team	24 Jun 2026	23d	Investigation	YKYusuf Karim	18	Bank statements requested 15 Jul	None yet
AML-2026-009 Escalated adverse-media hit	D●●●●i V●●●●v PTY-0044918	28 May 2026	50d	MLRO review	ABAhmed Al Blooshi	57	External audit sample 14 Jul	Decision due 21 Jul
AML-2026-008 Unmatched client-money receipt (WF-17)	Unknown remitter — AED 240,000.00 Escrow receipt RCP-2026-1187	19 May 2026	59d	Investigation	YKYusuf Karim	33	Legal review pack 10 Jul	Funds held in suspense
AML-2026-007 Legal hold LH-2026-04	Al Saqr Holdings ●●● PTY-0038854	03 Apr 2026	105d	On hold — legal	ABAhmed Al Blooshi	71	Hold review 01 Jul (retention clock retained)	Awaiting counsel
AML-2026-013 Screening escalation HIT-2026-08841	K●●●●d M●●●●●r (UBO) Falcon Trading FZ-LLC	17 Jul 2026	0d	Triage	NSNoura Saeed	4	Case opened 13:40 · deal hold linked	None yet
AML-2026-012 Monitoring rule TM-08 (rapid resale)	●●●●●● ●●●●● Masked — not in your case team	09 Jul 2026	8d	Investigation	YKYusuf Karim	11	Transaction graph reviewed 16 Jul	None yet
AML-2026-006 STR filed — monitoring window	●●●●●● ●●●●● Masked — reported case	21 Mar 2026	—	Reported	ABAhmed Al Blooshi	64	goAML ack received 30 Jun	goAML REF `GA-2026-00471` — locked
AML-2026-005 STR filed — closed pending retention	●●●●●● ●●●●● Masked — reported case	02 Mar 2026	—	Reported	NSNoura Saeed	48	Submission evidence locked 12 Jun	goAML REF `GA-2026-00389` — locked
AML-2026-004 Closed — no grounds	G●●fTech Facilities LLC Vendor payment pattern	18 Feb 2026	—	Closed 28 Jun	YKYusuf Karim	29	Closure: reason + evidence + authorized review (CMP-05)	Closure CR-2026-118
Reconciliation — open 11 (6 shown in your scope unmasked)			11	= case ledger open count	Events 377 = `cmp.case_events`		Submissions 2 MTD = goAML log	Δ 0

Lineage — source to report (§9.2)Lineage ref LIN-RPT22-v2

cmp.aml_cases→ cmp.case_events→ cmp.case_decisions→ cmp.goaml_submissions→ tfm_aml_cases v2026.04.1 (AMLC-2026.1)→ dwh.fct_aml_cases→ RPT-22 viewer

Source object	System	Version / watermark	Extracted
`cmp.aml_cases`	Case management	Ledger snapshot 17 Jul 05:58 · 11 open	17 Jul 06:03
`cmp.case_events`	Case management	Immutable event log · 377 events (open cases)	17 Jul 06:03
`cmp.case_decisions`	Case management	Decisions with rationale + policy version	17 Jul 06:04
`cmp.goaml_submissions`	Regulatory reporting	UAE-GOAML v3.3 · refs locked	17 Jul 06:04

Report definition of done (§9.2)7 / 7 met

§9.2 criterion	Status	Evidence
Named owner & business definition	Met	Ahmed Al Blooshi · definition v2.0
Authoritative dataset & lineage	Met	`dwh.fct_aml_cases` · LIN-RPT22-v2
Filters, dimensions, currency/time zone	Met	GST dates · stage + aging-bucket dimensions
Refresh & certification state	Met	Daily 06:00 · Certified badge shown
Permission-aware drill-down, controlled export	Met	Case-membership masking · approved, hashed exports
Reconciliation totals, tolerances, evidence	Met	Ledger, events and submission counts tie out (Δ 0)
Accessible chart/table alternative · EN/AR labels	Met	Bars + table · AR label set v1.0 approved

⚠ Export case evidence — AML-2026-011

Consequence: a watermarked evidence pack (42 events, 9 documents) will be generated with chain-of-custody hash and recorded against the case. The export is visible to Audit and cannot be recalled. MLRO approval is required before the file is released.

Purpose *

Purpose is stored on the export record and shown in the Audit Explorer.

Justification *

Justification is mandatory for evidence export (CMP-05).

Static render mockup — no live data. Source: ERP Modern Development Specification v2.0 · Covers: RPT-22 (Table 15), §9.1–9.2 reporting principles & definition of done, CMP-05 case management & evidence, CMP-08 goAML submission evidence.