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Compliance & AML

KYC evidence and beneficial ownership, maker–checker extraction, sanctions/PEP screening, risk-based due diligence, AML case management, regulatory reporting, privacy rights and regulatory traceability for Al Manara Properties LLC.

CMP-01…CMP-11 UX-22 UX-23 UX-24
KYC profiles pending checker
14
3 blocked on UBO · SLA 48h
Screening hits open
6
1 potential match on active deal
Overdue periodic reviews
9
4 high-risk · oldest 41 days
Open AML cases
5
2 escalated to MLRO
Rescreen batch RS-2026-198
92%
complete · list sync 17 Jul 06:05

KYC Maker Workspace

Risk-based requirement checklist, identity evidence, trade licence and UBO relationships with document expiry and verification status; maker submission to checker.

UX-22CMP-01

Open screen →

Document Extraction & Maker-Checker

OCR/transliteration preview with per-field confidence and source coordinates. Low-confidence fields are flagged, never auto-accepted; checker approves or rejects with reason.

CMP-02

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Sanctions / PEP Screening Review

Query, aliases, list source and version, score and matched evidence with reviewer disposition and rationale. High-risk matches hold configured transactions.

UX-23CMP-03

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Risk Assessment, EDD & Periodic Review

Versioned risk factors, weights and bands with evidence and overrides. High-risk approval creates EDD tasks and the correct next-review date; overdue reviews escalate.

CMP-04

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Monitoring, Alerts & AML Cases

Restricted case workspace with alert origin, immutable evidence, collaborators, decision log and report pack. Case access is separated from ordinary CRM access.

UX-24CMP-05

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Sanctions Sync, Delists & Rescreening

Daily list synchronisation with source/version validation, delist marking (never silent deletion) and risk-based enterprise rescreening with batch completion monitoring.

CMP-06

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Relationship Graph Intelligence

Governed nodes and edges from UBO, account, phone, email and transaction links. Every edge cites source evidence and access policy; graph alerts stay advisory.

CMP-07

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Regulatory Reporting & goAML

Report packs, approvals, submission references and locked evidence. Submission mode is configured — controlled manual, portal handoff or validated API connector.

CMP-08

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Privacy Rights, Classification & Transfer

Data classification, purpose, lawful basis, retention and transfer rules; access/correction/restriction/deletion requests subject to legal retention and identity verification.

CMP-09

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Compliance Dashboards & Audit Evidence

KYC completeness, high risk, hits, overdue reviews, case aging, SoD exceptions and rescreening status with permission-aware drill-down and audited exports.

CMP-10RPT-21RPT-22

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Regulatory Source & Jurisdiction Packs

Source register with authority, official identifier, verification dates and supersession; jurisdiction packs activate only with accountable approval and source evidence.

CMP-11

Open screen →

Static render mockup — no live data. Source: ERP Modern Development Specification v2.0 · Covers: CMP-01…CMP-11, UX-22, UX-23, UX-24 (module hub).