RPT-21 — Screening Hits & Rescreen Status

Near-real-time matches, reviews and rescreen batches for the MLRO. Report owner: Ahmed Al Blooshi (MLRO). Stream lag 42s · certified daily snapshot 06:00 GST.

RPT-21 CMP-03 CMP-06 §9.2

Screening review Sanctions sync

Report certification & definition Operational Definition v1.9

Report owner: ABAhmed Al Blooshi — MLRO
Business definition: Open and dispositioned screening matches, reviewer decisions and enterprise rescreen batch completion (CMP-03, CMP-06)
Authoritative dataset: dwh.fct_screening (stream) + certified daily snapshot
Refresh cadence: Near-real-time stream · certified snapshot daily 06:00 GST
Last refresh: Stream 17 Jul 2026 14:07:18 GST (lag 42s) · snapshot 17 Jul 06:02

Certification state: Operational — live queue view; daily snapshot is the certified figure
Definition version: RPT-21 v1.9 · approved 20 Jun 2026 (change CHG-2026-0492)
Governing policy versions: Screening policy SCR-2026.2 · false-positive reuse policy FPR-2026.1 · AML pack UAE-AML v5.0
List versions in force: UN Consolidated 2026-07-16 · UAE Local List 2026-07-15 · EU 2026-07-14 · PEP DB wk29
Access scope: MLRO and Compliance analysts only; match evidence never leaves the case record

Control (Table 15): evidence, decision and list version Every match retains query, aliases/transliteration, list + version, score, matched evidence and reviewer rationale (CMP-03). False-positive decisions are reusable only under approved policy FPR-2026.1 and remain reviewable. Delisted entries are marked with dates — never deleted (CMP-06). Export excludes match evidence by default; full-evidence export requires MLRO approval and is watermarked and audited.

Open hits in queue

Reconciles to screening engine queue 14

Auto-cleared (7 days)

231

Under FPR-2026.1 reuse policy · all reviewable

True positives MTD

▼ escalated to AML cases (RPT-22)

Transactions blocked

Deal DL-2026-0203 held pending decision

Rescreen batch RB-2026-198

92%

4,427 / 4,812 parties · ETA 16:40 GST

Open hits by list sourceList versions shown in table

List	Version in force	Open hits	Median score
PEP database	`wk29 (13 Jul 2026)`	5	88
Adverse media	`stream (provider SLA 24h)`	4	82
UN Consolidated	`2026-07-16`	2	93
UAE Local Terrorist List	`2026-07-15`	2	95
EU financial sanctions	`2026-07-14`	1	84
Total open	—	14	—

Rescreen batches (CMP-06)WF-09 process map

Batch	Trigger	Population	Done	Status
RB-2026-198 Started 17 Jul 06:15	UN delta 2026-07-16 · 3 new active entries	4,812	4,427	Running · 92%
RB-2026-197 16 Jul 06:10 → 09:52	UAE Local delta 2026-07-15 · 1 new entry	4,809	4,809	Complete · 2 new hits
RB-2026-196 14 Jul 06:12 → 10:31	EU delta 2026-07-14 · 6 delisted (marked, not deleted)	4,805	4,805	Complete · 0 new hits
RB-2026-195 12 Jul 06:09 · retried 07:14	PEP DB weekly wk28	4,798	4,798	Complete after retry · 3 new hits

Screening hit queue — open & recently dispositioned 1 blocking

Hit	Party / matched name	List · version	Score	Status	Reviewer	Evidence & rationale	Transaction hold
HIT-2026-08841 17 Jul 13:22	K●●●●d M●●●●●r (UBO, Falcon Trading FZ-LLC) Matched alias “Khaled Mansur” · translit. AR→EN	UAE Local `2026-07-15`	95	Escalated to MLRO	NSNoura Saeed	EV-8841: list record, alias set, query snapshot	Deal DL-2026-0203 closing blocked
HIT-2026-08836 17 Jul 11:04	R●●●●d M. Al ●●●●● PEP position match — cabinet-level relative	PEP DB `wk29`	88	In review	YKYusuf Karim	EV-8836: profile extract, relationship note	None — EDD running
HIT-2026-08829 17 Jul 09:48	D●●●●i V●●●●v Adverse media — fraud allegation article (2024)	Adverse media `stream`	82	In review	NSNoura Saeed	EV-8829: article snapshot + source URL hash	None
HIT-2026-08822 16 Jul 17:31 · from RB-2026-197	Restricted party ●●●●●● Case-restricted — MLRO team only	UN Consolidated `2026-07-16`	93	True positive	ABAhmed Al Blooshi	Linked to case AML-2026-011 (immutable)	All transactions held
HIT-2026-08817 16 Jul 14:19	Amina Noor Name-only similarity “A. Nour” · DOB mismatch	EU `2026-07-14`	84	False positive	YKYusuf Karim	Rationale: DOB + nationality mismatch · reusable per FPR-2026.1	Released 16 Jul 14:40
HIT-2026-08815 16 Jul 12:02	S●●a M●●●●●r (UBO 40%) Household match to HIT-08841 subject	UAE Local `2026-07-15`	79	In review	NSNoura Saeed	EV-8815: relationship evidence from UBO register	None
HIT-2026-08809 15 Jul 16:55	G●●fTech Facilities LLC Company-name similarity — different jurisdiction	Adverse media `stream`	80	False positive	YKYusuf Karim	Rationale: TRN + licence mismatch · reusable	None
HIT-2026-08802 15 Jul 09:12 · from RB-2026-195	N●●r Development Group — director PEP former-office match (expired 2019)	PEP DB `wk28`	86	Escalated — policy question	ABAhmed Al Blooshi	EV-8802: office-holder record · SCR-2026.2 §7 lookback	None
HIT-2026-08796 14 Jul 15:38	T●●●●z N●●●k Alias overlap “T. Novak” · weak secondary identifiers	EU `2026-07-10` (superseded — decision retained)	81	False positive	NSNoura Saeed	Decision kept against list version at decision time	None
HIT-2026-08790 14 Jul 10:21	Prime Link Realty — signatory Adverse media — licence dispute coverage	Adverse media `stream`	77	Open — awaiting assignment	Unassigned	EV-8790: article snapshot	None
Reconciliation — open hits shown 7 of 14; dispositions 7 days: 231 FP + 2 TP				= engine queue 14	= `cmp.screening_hits` event count (Δ 0)		Reconciled

Lineage — source to report (§9.2)Lineage ref LIN-RPT21-v1

ext.sanctions_lists→ cmp.screening_hits→ cmp.screening_batches→ tfm_screening v2026.06.3 (SCR-2026.2)→ dwh.fct_screening→ RPT-21 viewer

Source object	System	Version / watermark	Extracted
`ext.sanctions_lists`	Licensed providers	UN 2026-07-16 · UAE 2026-07-15 · EU 2026-07-14	Daily 05:30
`cmp.screening_hits`	Screening engine	Stream offset 8,841 · lag 42s	14:07:18
`cmp.screening_batches`	Rescreen scheduler	RB-2026-198 running	14:07:18
`cmp.fp_decisions`	Compliance	Reuse policy FPR-2026.1	Daily 06:00

Report definition of done (§9.2)7 / 7 met

§9.2 criterion	Status	Evidence
Named owner & business definition	Met	Ahmed Al Blooshi · definition v1.9
Authoritative dataset & lineage	Met	`dwh.fct_screening` · LIN-RPT21-v1
Filters, dimensions, currency/time zone	Met	GST timestamps · list + status dimensions
Refresh & certification state	Met	Stream lag + snapshot time · Operational badge
Permission-aware drill-down, controlled export	Met	Case-scoped evidence · MLRO-approved export only
Reconciliation totals, tolerances, evidence	Met	Queue count ties to engine (Δ 0) · list versions per row
Accessible chart/table alternative · EN/AR labels	Met	Bars + table · AR label set v1.1 approved

Static render mockup — no live data. Source: ERP Modern Development Specification v2.0 · Covers: RPT-21 (Table 15), §9.1–9.2 reporting principles & definition of done, CMP-03 screening decisions, CMP-06 sanctions sync & rescreening.